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Solvency II Directive: Sustainability Risk Plans
The Solvency II Directive's 2022 update integrates sustainability risks, aligning with the EU Green Deal. Enhancements include mandatory sustainability risk plans and the proportionality principle to ease the burden on smaller firms.
DPE Regime for Post-Trade Transparency of OTC Transactions
On July 22, 2024, ESMA introduced the Designated Publishing Entity (DPE) regime under the MiFIR review to enhance OTC transaction transparency and streamline reporting. This article details ESMA's guidelines, focusing on the DPE register, technical integration, and the transition timeline.
ELTIF Regulation: Adoption and Analysis
The European Long-Term Investment Fund (ELTIF) framework, under Regulation (EU) 2015/760, supports the EU's Capital Markets Union by facilitating long-term investments. A Delegated Regulation adopted on 19 July 2024 enhances transparency, investor protection, and risk management.
CRR III: Credit Risk for the Internal Ratings Based Approach
The Capital Requirements Regulation III (CRR III) enhances EU banking stability by integrating Basel III. Effective January 1, 2025, it sets strict capital requirements to mitigate risks and fortify banks.
MiFID II Regulation: ESMA's Consultation on Draft RTS
ESMA's July 16, 2024, consultation paper proposes new MiFID II standards to improve order execution policies of investment firms. It highlights current deficiencies like poor documentation and generic disclosures, emphasizing transparency and compliance.
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