Blog
DORA Regulation: EU cyber risk management
DORA Regulation, effective Jan 17, 2025, applies to 21 EU financial entities, focusing on cyber risk and ICT management. It promotes digital resilience, encourages collaboration, and targets risks in third-party ICT services, setting a new standard in the financial sector.
ESG Governance in Finance
ESG Governance is changing the financial sector, with a focus on investment firms, banks, and insurance companies. This analysis delves into the integration of ESG principles, the rise of socially responsible investments, and the challenges of adapting to new ESG standards.
US Central Counterparties (CCPs) Regulation
Central Counterparties (CCPs) Regulation 2023, effective from December 28, marks a pivotal shift in UK-US financial relations. Enhancing security and stability, it aligns US CCPs with UK standards, boosting economic exchanges and setting new precedents in global financial cooperation.
AML Compliance Failure: Credit Europe Bank
BaFin's €40K fine on Credit Europe Bank for AML lapses highlights stringent EU regulations. Vital reminder for banks to update client data, maintain compliance, and avoid hefty penalties. A key case in understanding EU's rigorous financial integrity standards.
Financial Services and Markets Act 2023
The Financial Services and Markets Act 2023 transforms UK financial regulation, impacting banks and enhancing market confidence. It shapes the UK's global finance stance, fostering a dynamic and secure financial landscape. Essential for understanding the evolving financial sector.
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