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Fine-Tuning Large Language Models for Regulatory Compliance
This whitepaper articulates a comprehensive technical framework for adapting large language models (LLMs) to regulatory compliance use cases. It presents an in-depth analysis of modern NLP architectures, specialized fine-tuning methodologies, distributed training approaches, and the integration of retrieval-augmented systems. Concurrently, the framework addresses critical aspects of data security, bias mitigation,
How to Build a Powerful GRC Platform
A GRC platform is a must-have in the rapidly evolving world of financial regulations. By focusing on a comprehensive solution your institution can transform compliance from a reactive chore into a strategic advantage.
Compliance Management Systems: What's Next?
The future of Compliance Management Systems centers on advanced integration with performance management and rapid adaptation to regulatory changes. This evolution highlights the role of CMS in enhancing data security, automation, and operational efficiency.
OTC Derivatives: MiFIR Regulation Enhancements
The MiFIR Delegated Regulation enhances OTC derivatives transparency with updates to identifying reference data. Key changes include ISO 4914 UPI adoption, streamlined ISIN use, and dual identifiers during a transition period.
CRD and Pillar 2 (P2R): Output Floor Interaction
Capital Requirements Directive (CRD) and Pillar 2 Requirements (P2R) address institution-specific risks, with Basel III's output floor ensuring comparability in risk-weighted assets. The EBA's guidance mitigates overlaps, manages double counting, and aligns P2R with regulatory reforms.
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