Blog
DORA Regulation: ICT Risks with CTPPs, Reporting, and EUCLID
ESAs update the DORA Regulation, emphasizing CTPP designation, EUCLID reporting, and validation rules to boost financial resilience against ICT risks.
AIFs and UCITS: ESMA’s Push for Cost Transparency
ESMA launches a data collection initiative on AIFs (Alternative Investment Funds) and UCITS (Undertakings for Collective Investment in Transferable Securities) to improve cost transparency, ensure fair pricing, and strengthen investor protection in EU markets.
Retail Investment Strategy (RIS): ESMA and EIOPA Warnings
ESMA and EIOPA highlight benchmark misalignment and supervisory inefficiencies in the Retail Investment Strategy (RIS), urging standardized solutions to protect investors and unify EU markets.
Capital Requirements Regulation (CRR): Retail Portfolio Diversification
EBA updates the Capital Requirements Regulation (CRR) to enforce stricter diversification and risk management measures, enhancing financial resilience across the EU.
DORA Regulation: ICT Risk Management Guidelines
The Digital Operational Resilience Act (DORA) Regulation November 2024 guidelines strengthen ICT risk management and compliance to enhance financial sector resilience and mitigate systemic vulnerabilities.
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