Blog
MiFID II/MiFIR : Reporting for Enhanced Market Compliance
Strategic compliance insights and MiFID II/MiFIR adjustments in the financial sector: Transitional strategies, impacts on investment banks, brokerage firms, and asset managers, with a focus on enhancing regulatory frameworks for improved market integrity and competitiveness.
EMIR Regulation and Capital Markets Union
Through EMIR review and strategic amendments, it advances EU clearing services, aligning with the Capital Markets Union's goals of fostering unified markets for sustainable growth
ESG Ratings and SFDR Regulation Compliance
Integrating ESG ratings with SFDR regulation transforms sustainable finance. Strategies for compliance, transparency's role, and future trends are discussed. The importance of reliable ESG assessments and alignment with evolving standards shapes a sustainable financial ecosystem.
EU AI Act: Analysis of the Landmark AI Regulation
The EU's AI Act sets a global benchmark in AI regulation, safety, transparency, and ethical AI use across sectors. It fosters innovation while ensuring AI technologies align with ethical standards, positioning the EU as a leader in responsible AI governance.
Tips for Leading a More Successful Compliance Audit
Compliance audits are critical for institutions to ensure adherence to laws and maintain operational trust. The guide covers each audit phase, from planning to technology integration, highlighting their role in effective risk management and continuous improvement.