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MiFID II Regulation: Investor Protection

MiFID II Regulation: Investor Protection

ESMA's MiFID II Regulation discussion focuses on integrating digital practices in financial services, enhancing investor protection. Key for investment firms and EU states, it aims to shape the digital finance future under MiFID II, highlighting compliance, transparency, and stakeholder engagement.

CSDR Penalty Mechanism

CSDR Penalty Mechanism

ESMA's public consultation on CSDR Regulation, set from Dec 15, 2023, to Feb 29, 2024, marks a significant phase in fintech regulation. Focusing on securities depositories, the consultation invites diverse fintech stakeholders to contribute towards shaping the regulatory environment.

Governance Risk and Compliance (GRC) Trends for 2024

Governance Risk and Compliance (GRC) Trends for 2024

2024's financial landscape is shaped by pivotal Governance, Risk, and Compliance (GRC) trends. Key strategies include leveraging AI for compliance, enhancing cybersecurity, integrating sustainability, and managing third-party risks, essential for navigating regulatory and technological changes.

EU Regulation for Enhanced Cybersecurity

EU Regulation for Enhanced Cybersecurity

The EU's new Cybersecurity Regulation marks a pivotal step in digital defense, unifying cybersecurity standards across all entities. It emphasises robust risk management, transparency, and innovation, enhancing EU's resilience against evolving cyber threats.

OECD Corporate Governance Guidelines

Corporate Governance Guidelines

The OECD's revised corporate governance guidelines for SOEs underscore the significance of ESG principles, ethical standards, and board diversity. Set for completion in 2024, these changes aim to enhance sustainability, ethical practices, and decision-making.

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