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ESMA Trends, Risks and Vulnerabilities (TRV) Report for 2023
ESMA's 2023 TRV Report underscores the pivotal role of trust in the financial landscape, amidst market volatility and rising challenges. With optimism shining through, the report highlights the markets' resilience while emphasizing the need for vigilance against deceptive 'greenwashing' practices.
How financial services should choose their GRC software?
Selecting the ideal GRC software for financial institutions demands thorough scrutiny. From understanding unique institutional needs to examining vendor credibility, security standards, total costs, and future adaptability, every aspect plays a crucial role.
Governance Changes in French Investment Service Definition
France's recent redefinition of its 'reception and transmission of orders for third parties' (RTO) in investment services marks a pivotal shift in the EU financial landscape. Aimed at harmonizing with EU norms, this move simplifies cross-border transactions and integrates crowdfunding platforms.
FSB Annual Financial Report: Governance's Policies Overview
The Financial Stability Board (FSB) is reshaping financial transparency with its latest annual report. Beyond audited statements, it delves deep into governance, setting a new standard for global financial entities.
DORA and MiFID Amendments: EU Small Investor Strategy
The European Commission's small investor strategy, targeting DORA and MiFID amendments, seeks to democratize securities trading. However, concerns arise from potential complex regulations, cost implications for small investors, and policy uncertainties.
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